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Institutional | RIA Financial Advisor Individual Investor

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This site has been created for institutional investors and RIAs. An institutional investor is an entity that invests capital on behalf of others such as pension funds, banks, insurance companies, mutual funds, foundations/endowments, trust companies or other large investors and their investment consultants. RIA is a registered investment advisor who is responsible for allocating their client funds. This site is not intended for individual investor access, as it does not consider individual risk tolerances or investment objectives of an individual investor. Click “Accept and Continue” to affirm you meet the description of an Institutional Investor.

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This site has been designed for financial intermediaries such as financial advisors, wealth managers, broker/dealers and home office research teams. This site is not intended for individual investor access, as it does not consider individual risk tolerances or investment objectives of an individual investor. Click “Accept and Continue” to affirm you meet the description of a Financial Advisor.

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This area of the website contains information that is general and/or educational in nature. Individual investors should consider their own investment objectives and risk tolerances or consult with a financial advisor before making any investment decision. Click “Accept and Continue” to continue.

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Tommy Zhang, CFA

Managing Director, Portfolio Manager

Tommy is a managing director and portfolio manager for the Corporate (Bank) Loan and CLO strategies. Prior to joining the firm in 2016, Tommy spent two years at Goldman Sachs, where he worked as an associate in the Debt Underwriting Group. At Goldman, he was involved in the underwriting and origination of loans for the consumer retail and healthcare sectors. Prior to that, he was an associate in KPMG’s Advisory practice. Tommy holds a bachelor’s degree in economics from UCLA. He is a CFA charterholder, a member of the CFA Society of Orange County, and a certified public accountant (inactive).

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